Trade execution needs a licensed intermediary

Private-company trades, securities lending, and underwriting need a FINRA-registered broker-dealer. Holdings does not hold that license.

Records · not a license Fund admin · not an RIA Intermediary · partner BD Private graph · roadmap Hire not required · 2023–2027

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Job · licensed intermediary

Trade execution needs a licensed intermediary

Private-company trades, securities lending, and underwriting need a FINRA-registered broker-dealer. Holdings does not hold that license.

Some jobs require a licensed intermediary: executing private-company securities trades, operating a securities-lending facility, or underwriting. Those acts belong to a FINRA-registered broker-dealer. Holdings does not hold that membership and does not appear as a broker-dealer. Partner execution stays on that desk.

Holdings jobs · Fund OMS. Holdings jobs. Come as you are is $0. Marks are not NAV. Learn seeds stay 5.

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