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监管更新

《联邦公报》通知,2026年10月16日

13份文件,日期为2026年10月16日。

The Federal Register on 16 October 2026 published CME Securities Clearing Inc., Cboe BYX Exchange, Inc., and Cboe BZX Exchange, Inc.

在13份日期为2026年10月16日的文件中,13个标题提及“自律组织”。

日期权限通知
2026-10-16Federal Register自律组织;Cboe Exchange, Inc.;关于提交第1号修正案及批准经第1号修正案修改后的拟议规则变更以允许上市基于某些股票发行人报告的关键绩效指数的二元期权的通知
2026-10-16Federal RegisterSelf-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4120 To Set Forth Specific Requirements for Halting and Opening Trading in Exchange-Traded Products During 23/5 Trading
2026-10-16Federal RegisterSelf-Regulatory Organizations; CME Securities Clearing Inc.; Order Approving Proposed Rule Change To Amend Rule 410, Rule 101, the Capped Liquidity Facility Procedure, and the Liquidity Risk Management Policy
2026-10-16Federal RegisterSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.18 Regarding Trading Halts
2026-10-16Federal RegisterSelf-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515A, MIAX Price Improvement Mechanism (“PRIME”) and PRIME Solicitation Mechanism
2026-10-16Federal RegisterSelf-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Modify the Priority Customer Rebate Program Table for Certain Transactions in Complex Orders
2026-10-16Federal RegisterSelf-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the LTSE Fee Schedule To Add an Incentive Program for Market Makers
2026-10-16Federal Register自律组织;Nasdaq GEMX, LLC;关于拟议规则变更(修订市场范围速度限制和紧急停止开关)的提交通知及立即生效通知
2026-10-16Federal Register自律组织;Nasdaq ISE, LLC;关于拟议规则变更(修订市场范围速度限制和紧急停止开关)的提交通知及立即生效通知
2026-10-16Federal Register自律组织;Long-Term Stock Exchange, Inc.;关于拟议规则变更(鉴于委员会批准23/5交易的隔夜保护带,修订规则11.270(明显错误执行))的提交通知及立即生效通知
2026-10-16Federal Register自律组织;Cboe BZX Exchange, Inc.;关于拟议规则变更(修订规则19.3和规则19.4,以建立持有多种加密资产的基于商品的信托期权的一般上市标准和持续上市标准,并允许交易所交易基金期权的上市)的提交通知及立即生效通知
2026-10-16Federal Register自律组织;Cboe EDGX Exchange, Inc.;关于拟议规则变更(修订其费用表)的提交通知及立即生效通知
2026-10-16Federal Register自律组织;Cboe BYX Exchange, Inc.;关于拟议规则变更(修订规则14.1,涉及信息通函要求)的提交通知及立即生效通知
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