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监管更新

联邦公报通知,2026年10月7日

5份文件日期为2026年10月7日。

The Federal Register on 7 October 2026 published Loans to Executive Officers, Directors, and Principal Shareholders of Member Banks: Bank, Cboe BZX Exchange, Inc., and Financial Industry Regulatory Authority, Inc.

在5份日期为2026年10月7日的文件中,有4个标题提到了“自律组织”。

The bars count titles, and they add to 5: 4 self-regulatory organization, 1 other title.Self-regulatory organization4Other title1
标题计数为5:4个自律组织,1个其他标题。
日期权限通知
2026-10-07Federal Register自律组织;Cboe BZX Exchange, Inc.;批准拟议规则变更以在 BZX 规则 14.11(e)(4)(基于商品的信托份额)下上市和交易 VS Trust 系列的 3x Gold ETF、3x Silver ETF、3x Bitcoin ETF、3x Ether ETF、3x Crude Oil ETF 和 3x Natural Gas ETF 的订单
2026-10-07Federal RegisterSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Exempt Specified Collective Trust Funds From FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131(b) (New Issue Allocations and Distributions)
2026-10-07Federal RegisterSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Listing Standards and Withdrawal Criteria for Options on Commodity-Based Trusts Holding a Single Crypto Asset or Multiple Crypto Assets and To Amend Rules Regarding Position and Exercise Limits for Options on iShares Bitcoin Trust ETF
2026-10-07Federal RegisterSelf-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 1328, Influencing or Rewarding Employees of Others
2026-10-07Federal Register向会员银行的高级管理人员、董事及主要股东发放贷款:银行控股公司
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