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监管更新

《联邦公报》通知,2026年10月6日

15份文件,日期为2026年10月6日。

《联邦公报》于2026年10月6日发布了《采用更新的EDGAR申报人手册、顾问和受监管基金托管规则;加密资产托管规则,以及投资顾问基于业绩的薪酬现代化》。

在15份日期为2026年10月6日的文件中,9个标题提及自律组织。

The bars count titles, and they add to 15: 9 self-regulatory organization, 6 other title.Self-regulatory organization9Other title6
条形图统计标题,总数为15:9个自律组织,6个其他标题。
日期权限通知
2026-10-06Federal Register投资顾问基于业绩的薪酬现代化
2026-10-06Federal Register顾问和受监管基金托管规则;加密资产托管规则
2026-10-06Federal Register自律组织;期权清算公司;撤销授权机构行动并批准期权清算公司关于调整清算基金存款要求在清算会员间分配方法的拟议规则变更(经第1号部分修正案修改)的订单,以使分配与清算基金的规模更好地对齐,从而将基于压力的风险公平地分配给使OCC暴露于此类压力风险的市场参与者
2026-10-06Federal Register采用更新的EDGAR申报人手册
2026-10-06Federal RegisterSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete the Approved Person Registration Category and Adopt a New Definition of Associated Person
2026-10-06Federal RegisterSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Transaction Fee Applicable to Orders That Execute in Auctions on the Exchange
2026-10-06Federal Register自监管机构;NYSE Arca, Inc.;关于是否批准或否决拟议规则变更以修订规则 5.32-O 和 5.35-O 的启动程序命令
2026-10-06Federal Register自监管机构;NYSE American LLC;关于是否批准或否决拟议规则变更以修订规则 903G 和 906G 的启动程序命令
2026-10-06Federal Register自监管机构;Cboe BZX Exchange, Inc.;拟议规则变更以修订交易所规则 22.6 的提交通知及立即生效通知
2026-10-06Federal Register自监管机构;Cboe EDGX Exchange, Inc.;拟议规则变更以修订交易所规则 22.6 的提交通知及立即生效通知
2026-10-06Federal Register自监管机构;Cboe C2 Exchange, Inc.;拟议规则变更以修订交易所规则 5.52 的提交通知及立即生效通知
2026-10-06Federal Register自监管机构;Investors Exchange LLC;拟议规则变更以修订 IEX 规则 23.150(h) 的补充材料 .04 和 .05,以更改期权风险参数报价不稳定性计算中的三个变量,每个变量均在其规定的允许范围内 的提交通知及立即生效通知
2026-10-06Federal Register涉及可转换虚拟货币或数字资产的特定交易要求;撤回
2026-10-06Federal Register关于可转换虚拟货币混币作为主要洗钱关注交易类别的特殊措施提案;撤回
2026-10-06Federal Register覆盖范围透明度
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