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监管更新

《联邦公报》通知,2026年10月2日

11份文件,日期为2026年10月2日。

2026年10月2日,《联邦公报》发布了《委员会法定人数要求》、《增强监管压力测试模型的透明度与公共问责制》以及《资本计划规则及压力资本缓冲要求的修改》。

在11份日期为2026年10月2日的文件中,有8个标题提及自律组织。

The bars count titles, and they add to 11: 8 self-regulatory organization, 3 other title.Self-regulatory organization8Other title3
条形图统计标题,总数为11:8个自律组织,3个其他标题。
日期权限通知
2026-10-02Federal Register委员会法定人数要求
2026-10-02Federal Register自律组织;存托信托公司;关于拟议规则变更的提交通知及立即生效,以修订清算机构风险管理框架
2026-10-02Federal RegisterSelf-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the LTSE Market Maker Rules To Provide Mechanisms That Would Allow the Exchange To Initiate and Operate a Market Maker Program
2026-10-02Federal Register自律组织;全国证券清算公司;关于拟议规则变更的提交通知及立即生效,以修订清算机构风险管理框架
2026-10-02Federal Register自律组织;固定收益清算公司;关于拟议规则变更的提交通知及立即生效,以修订清算机构风险管理框架
2026-10-02Federal RegisterSelf-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend NYSE Arca Rule 5.32-O
2026-10-02Federal Register自律组织;NYSE American LLC;关于修订NYSE American规则903G的拟议规则变更提交及立即生效通知
2026-10-02Federal Register自律组织;North American Derivatives Exchange, Inc.;关于与永续现金结算单只股票证券期货合约规格相关规则治理的拟议规则变更提交及立即生效通知
2026-10-02Federal Register自律组织;Nasdaq Texas, LLC;关于修改5000系列规则以过渡至主要上市场所的拟议规则变更提交及立即生效通知
2026-10-02Federal Register监管压力测试模型和情景的增强透明度与公共问责制;对资本规划和压力资本缓冲要求规则、增强审慎标准规则以及Regulation LL的修改
2026-10-02Federal Register对资本计划规则和压力资本缓冲要求的修改
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