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监管更新

《联邦公报》通知,2026年9月23日

10份日期为2026年9月23日的文件。

The Federal Register on 23 September 2026 published Bitnomial Exchange, LLC, Cboe BYX Exchange, Inc., and Cboe BZX Exchange, Inc.

在10份日期为2026年9月23日的文件中,10个标题提到了自律组织。

日期权限通知
2026-09-23Federal Register自律组织;KalshiEX LLC;关于安全期货产品上市标准拟议规则变更的提交及立即生效通知
2026-09-23Federal Register自律组织;Bitnomial Exchange, LLC;关于安全期货产品上市标准、客户保证金及相关规则的拟议规则变更提交通知
2026-09-23Federal Register自律组织;Coinbase Derivatives, LLC;关于采用Coinbase Derivatives, LLC管理现金结算个股期货及交易所交易基金份额(包括永续单股期货)规则的拟议规则变更提交及立即生效通知
2026-09-23Federal Register自律组织;NYSE Arca, Inc.;关于修订规则7.10-E“明显错误执行”的拟议规则变更提交及立即生效通知
2026-09-23Federal Register自律组织;Cboe EDGA Exchange, Inc.;关于修订规则11.13(a),将术语“注册清算机构”替换为“合格清算机构”,并澄清非会员可担任清算公司的拟议规则变更提交及立即生效通知
2026-09-23Federal Register自律组织;Cboe BZX Exchange, Inc.;关于修订规则11.15(a),澄清非会员可担任清算公司的拟议规则变更提交及立即生效通知
2026-09-23Federal Register自律组织;Cboe EDGX Exchange, Inc.;关于修订规则11.13(a),将术语“注册清算机构”替换为“合格清算机构”;澄清非会员可担任清算公司;并要求寻求参与交易所夜间交易时段的会员维持一份独立且有效的来自清算公司的保证函或授权书的拟议规则变更提交及立即生效通知
2026-09-23Federal Register自律组织;Cboe BYX Exchange, Inc.;关于修订规则11.15(a),澄清非会员可担任清算公司的拟议规则变更提交及立即生效通知
2026-09-23Federal RegisterSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Implementation Schedule of Amendments To Schedule A to the FINRA By-Laws Adopted in SR-FINRA-2024-019 as Modified in SR-FINRA-2025-007
2026-09-23Federal RegisterSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Pause Assessment of the Trading Activity Fee
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