Personal & Estates
Your asset book
Learn
Tools
Business
Company book & equity
Formation
Startups
Raise & grow
Formation
Intelligence for founders
Investors & Funds
Fund book
Collector overlays
Who it serves
Digital Assets & DAOs
Listed & tokens
Compliance
Counsel
For clients
For attorneys
Tools
Intelligence
Core
Explorers
Tools
Who it's for
Pricing
Choose your level

监管更新

Federal Register notices, 9 September 2026

4 documents dated 9 September 2026.

The Federal Register on 9 September 2026 published Financial Industry Regulatory Authority, Inc., NYSE Texas, Inc., and Nasdaq Texas, LLC.

Of the 4 documents dated 9 September 2026, 4 titles say Self-Regulatory Organizations.

日期权限通知
2026-09-09Federal Register自律组织;NYSE Texas, Inc.;关于修订连接费表的拟议规则变更的提交通知及立即生效通知
2026-09-09Federal RegisterSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 0150 (Application of Rules to Exempted Securities Except Municipal Securities), 2165 (Financial Exploitation of Specified Adults) and 4512 (Customer Account Information) and To Adopt FINRA Rule 2166 (Temporary Delays for Suspected Fraud)
2026-09-09Federal RegisterSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 4522 (Periodic Security Counts, Verifications and Comparisons) To Simplify Position Statement and Reconciliation Requirements for Certain Alternative Investments
2026-09-09Federal RegisterSelf-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing, and Order Granting Accelerated Approval of, a Proposed Rule Change To Amend Rule 5711(d) (Commodity-Based Trust Shares)
Start free brief