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监管更新

《联邦公报》通知,2026年9月3日

2026年9月3日的6份文件。

The Federal Register on 3 September 2026 published Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further, CME Securities Clearing Inc., and NYSE American LLC.

在2026年9月3日的6份文件中,有4个标题提到Self-Regulatory Organizations。

The bars count titles, and they add to 6: 4 self-regulatory organization, 2 other title.Self-regulatory organization4Other title2
标题计数为6:4个自律组织,2个其他标题。
日期权限通知
2026-09-03Federal RegisterForm PF;所有申报人和大型对冲基金顾问的报告要求;合规日期进一步延长
2026-09-03Federal Register自律组织;NYSE American LLC;关于修改NYSE American期权费用表中适用于手动交易的收费和返佣的拟议规则变更的提交及立即生效通知
2026-09-03Federal Register自律组织;NYSE Arca, Inc.;关于修改NYSE Arca期权费率表以调整适用于手动交易的费率和返佣的拟议规则变更的提交通知及立即生效通知
2026-09-03Federal RegisterSelf-Regulatory Organizations; CME Securities Clearing Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 410, Rule 101, the Capped Liquidity Facility Procedure, and the Liquidity Risk Management Policy
2026-09-03Federal Register自律组织;New York Stock Exchange LLC;关于修订规则7.18(交易暂停)的拟议规则变更提交及立即生效通知
2026-09-03Federal RegisterForm PF;所有申报人和大型对冲基金顾问的报告要求;合规日期进一步延长
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