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监管更新

《联邦公报》通知,2026年8月28日

7份文件,日期为2026年8月28日。

《联邦公报》于2026年8月28日发布了《信息披露;评论期延长》、《联邦独立争议解决运营;更正》以及《根据规则17d-2分配监管责任的计划;通知》。

在2026年8月28日的7份文件中,有4个标题提及自律组织。

The bars count titles, and they add to 7: 4 self-regulatory organization, 3 other title.Self-regulatory organization4Other title3
标题计数为7:4个自律组织,3个其他标题。
日期权限通知
2026-08-28Federal Register自律组织;Nasdaq GEMX, LLC;关于拟议规则变更SR-GEMX-2026-15延迟实施的通知及立即生效声明
2026-08-28Federal Register自律组织:Long-Term Stock Exchange, Inc.;关于拟议规则变更的通知及立即生效声明,旨在修订其有关法定资格丧失的某些规则
2026-08-28Federal Register自律组织;Financial Industry Regulatory Authority, Inc.;关于拟议规则变更的通知,旨在修订仲裁程序准则,以修改与仲裁员名单选择相关的某些条款
2026-08-28Federal RegisterProgram for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., BOX Exchange, LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, NYSE American LLC, NYSE Arca, Inc., The Nasdaq Stock Market LLC, Nasdaq Texas LLC
2026-08-28Federal Register自律组织;Nasdaq ISE, LLC;关于拟议规则变更SR-ISE-2026-18延迟实施的通知及立即生效声明
2026-08-28Federal Register信息披露;评论期延长
2026-08-28Federal Register联邦独立争议解决运营;更正
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