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监管更新

《联邦公报》通知,2026年8月13日

9份文件,日期为2026年8月13日。

2026年8月13日的《联邦公报》发布了根据规则17d-2进行的监管责任分配计划;通知,LCH SA,以及MEMX LLC。

在2026年8月13日的9份文件中,8个标题为“自律组织”。

The bars count titles, and they add to 9: 8 self-regulatory organization, 1 other title.Self-regulatory organization8Other title1
栏位统计标题,总数为9:8个自律组织,1个其他标题。
日期权限通知
2026-08-13Federal RegisterProgram for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The Nasdaq Stock Market LLC, BOX Exchange LLC, Nasdaq Texas, LLC, Nasdaq PHLX LL
2026-08-13Federal Register自律组织;Nasdaq PHLX LLC;关于拟议规则变更(修订期权7定价表第2节(客户返佣计划)和第4节(多重上市期权费用))的提交通知及立即生效通知
2026-08-13Federal Register自律组织;Nasdaq GEMX, LLC;关于拟议规则变更(修订做市商报价义务)的提交通知及立即生效通知
2026-08-13Federal Register自律组织;LCH SA;关于拟议规则变更(涉及LCH SA CaLM最低现金保证金要求及LCH流动性风险政策)的提交通知
2026-08-13Federal Register自律组织;MEMX LLC;关于拟议规则变更(修订规则14.1中关于信息通函要求)的提交通知及立即生效通知
2026-08-13Federal Register自律组织;Nasdaq ISE, LLC;关于拟议规则变更(修订标的证券标准)的提交通知
2026-08-13Federal Register自律组织;Nasdaq ISE, LLC;关于拟议规则变更(修订做市商报价义务)的提交通知及立即生效通知
2026-08-13Federal Register自律组织;Nasdaq MRX, LLC;关于修订做市商报价义务的拟议规则变更的提交通知及立即生效通知
2026-08-13Federal Register自律组织;Nasdaq PHLX LLC;关于修订做市商报价义务的拟议规则变更的提交通知及立即生效通知
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