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监管更新

联邦公报通知,2026年8月11日

12份文件,日期为2026年8月11日。

2026年8月11日的《联邦公报》发布了《地理定向命令,对某些实体施加记录保存和报告要求》、固定收益清算公司(Fixed Income Clearing Corporation)以及投资者交易所有限责任公司(Investors Exchange LLC)。

在12份日期为2026年8月11日的文件中,11个标题提及自律组织(Self-Regulatory Organizations)。

The bars count titles, and they add to 12: 11 self-regulatory organization, 1 other title.Self-regulatory organization11Other title1
条形图统计标题,总数为12:11个自律组织,1个其他标题。
日期权限通知
2026-08-11Federal Register自律组织;Nasdaq GEMX, LLC;关于修订交易所期权7、第3节、注释18中交易费用的拟议规则变更的提交及立即生效通知
2026-08-11Federal Register自律组织;MIAX PEARL, LLC;关于修订交易所规则3100、解释及政策.06,以缩短重新参加FINRA资格考试等待期的拟议规则变更的提交及立即生效通知
2026-08-11Federal Register自律组织;Miami International Securities Exchange, LLC;关于修订与PRIME和cPRIME功能相关的交易所规则515A的拟议规则变更的提交及立即生效通知
2026-08-11Federal Register自律组织;Miami International Securities Exchange, LLC;关于修订交易所规则1900、解释及政策.06,以缩短重新参加FINRA资格考试等待期的拟议规则变更的提交及立即生效通知
2026-08-11Federal Register自律组织;MIAX Emerald, LLC;关于修订交易所规则1900、解释及政策.06,以缩短重新参加FINRA资格考试等待期的拟议规则变更的提交及立即生效通知
2026-08-11Federal Register自律组织;Fixed Income Clearing Corporation;关于建立政府证券部门担保基金的拟议规则变更(经第1号部分修正案修改)的提交通知
2026-08-11Federal Register自律组织;固定收益清算公司;关于提交及延长审查期的通知,经第1号部分修正案修改,旨在政府证券部门设立担保基金
2026-08-11Federal Register自律组织;固定收益清算公司;关于指定较长期间供委员会对拟议规则变更采取行动的通知,该变更旨在修改GSD规则以采用美国国债清算交易提交要求
2026-08-11Federal RegisterSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.280 (Limit Up-Limit Down Plan and Trading Halts on the Exchange) To Reflect That IEX Will Not Cancel Outstanding Orders During a Regulatory Halt or Operational Halt in Anticipation of the SIP Implementation of the New Regulatory Halt Rules
2026-08-11Federal RegisterSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Offer Additional Tickets Under the Exchange's Rodeo Program and Re-Open the Application Window for the Rodeo Program; and Permit Sponsored Participants To Participate in the Rodeo Program Together With a Sponsoring Member of the Exchange as Joint Participants
2026-08-11Federal Register自律组织;MIAX Sapphire, LLC;关于提交及立即生效的拟议规则变更通知,旨在修订交易所规则1900、解释及政策.06,以缩短重新参加FINRA资格考试的等待期
2026-08-11Federal Register针对明尼苏达州特定金融机构实施记录保存和报告要求的地理定向命令
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