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監管更新

聯邦公報通告,2026年10月7日

5份文件日期為2026年10月7日。

The Federal Register on 7 October 2026 published Loans to Executive Officers, Directors, and Principal Shareholders of Member Banks: Bank, Cboe BZX Exchange, Inc., and Financial Industry Regulatory Authority, Inc.

在日期為2026年10月7日的5份文件中,有4份標題提及「自監管組織」。

The bars count titles, and they add to 5: 4 self-regulatory organization, 1 other title.Self-regulatory organization4Other title1
欄位計算標題,總計為5:4個自監管組織,1個其他標題。
日期權力通知
2026-10-07聯邦公報自監管組織;Cboe BZX Exchange, Inc.;批准擬議規則變更以在 BZX 規則 14.11(e)(4)(商品相關信託股份)下上市及交易 3x Gold ETF、3x Silver ETF、3x Bitcoin ETF、3x Ether ETF、3x Crude Oil ETF 及 3x Natural Gas ETF 股份的訂單,各為 VS Trust 的一個系列
2026-10-07聯邦公報Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Exempt Specified Collective Trust Funds From FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131(b) (New Issue Allocations and Distributions)
2026-10-07聯邦公報Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Listing Standards and Withdrawal Criteria for Options on Commodity-Based Trusts Holding a Single Crypto Asset or Multiple Crypto Assets and To Amend Rules Regarding Position and Exercise Limits for Options on iShares Bitcoin Trust ETF
2026-10-07聯邦公報Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 1328, Influencing or Rewarding Employees of Others
2026-10-07聯邦公報向會員銀行的高級管理人員、董事及主要股東貸款:銀行控股公司
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