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監管更新

聯邦公報通知,2026年10月6日

15份文件,日期為2026年10月6日。

聯邦公報於2026年10月6日刊載了《採用更新版EDGAR申報人手冊》、《顧問及受監管基金託管規則》、《加密貨幣託管規則》以及《投資顧問基於績效的薪酬現代化》。

在15份日期為2026年10月6日的文件中,有9個標題提及自監管組織。

The bars count titles, and they add to 15: 9 self-regulatory organization, 6 other title.Self-regulatory organization9Other title6
柱狀圖計算標題數量,總計為15:9個自監管組織,6個其他標題。
日期權力通知
2026-10-06聯邦公報投資顧問表現掛鈎薪酬現代化
2026-10-06聯邦公報顧問及受規管基金託管規則;加密貨幣託管規則
2026-10-06聯邦公報Self-Regulatory Organizations; The Options Clearing Corporation; Order Setting Aside Action by Delegated Authority and Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Methodology To Allocate Clearing Fund Deposit Requirements Among Its Clearing Members To Better Align the Allocation With the Sizing of the Clearing Fund so Stress Based Risk is Fairly Allotted to Market Participants That Expose OCC to Such Stress Risk
2026-10-06聯邦公報採納更新版EDGAR申報人手冊
2026-10-06聯邦公報Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete the Approved Person Registration Category and Adopt a New Definition of Associated Person
2026-10-06聯邦公報Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Transaction Fee Applicable to Orders That Execute in Auctions on the Exchange
2026-10-06聯邦公報自監管組織;NYSE Arca, Inc.;啟動程序以決定是否批准或否決一項修訂規則 5.32-O 及 5.35-O 的建議規則變更
2026-10-06聯邦公報自監管組織;NYSE American LLC;啟動程序以決定是否批准或否決一項修訂規則 903G 及 906G 的建議規則變更
2026-10-06聯邦公報自監管組織;Cboe BZX Exchange, Inc.;提交及即時生效通知,涉及修訂交易所規則 22.6 的建議規則變更
2026-10-06聯邦公報自監管組織;Cboe EDGX Exchange, Inc.;提交及即時生效通知,涉及修訂交易所規則 22.6 的建議規則變更
2026-10-06聯邦公報自監管組織;Cboe C2 Exchange, Inc.;提交及即時生效通知,涉及修訂交易所規則 5.52 的建議規則變更
2026-10-06聯邦公報自監管組織;Investors Exchange LLC;提交及即時生效通知,涉及修訂 IEX 規則 23.150(h) 的補充材料 .04 及 .05,以變更期權風險參數報價不穩定計算中的三個變數,各變數均在其規定的允許範圍內
2026-10-06聯邦公報涉及可轉換虛擬貨幣或數碼資產的特定交易要求;撤回
2026-10-06聯邦公報關於可轉換虛擬貨幣混合作為主要洗錢關注交易類別的特殊措施提案;撤回
2026-10-06聯邦公報覆蓋範圍透明度
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