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監管更新

聯邦公報公告,2026年9月23日

10份文件日期為2026年9月23日。

The Federal Register on 23 September 2026 published Bitnomial Exchange, LLC, Cboe BYX Exchange, Inc., and Cboe BZX Exchange, Inc.

在10份日期為2026年9月23日的文件中,10個標題提及自監管組織。

日期權力通知
2026-09-23聯邦公報自監管組織;KalshiEX LLC;關於證券期貨產品上市標準之擬議規則變更之提交及即時生效通知
2026-09-23聯邦公報自監管組織;Bitnomial Exchange, LLC;關於證券期貨產品上市標準、客戶保證金及相關規則之擬議規則變更提交通知
2026-09-23聯邦公報自監管組織;Coinbase Derivatives, LLC;關於採用Coinbase Derivatives, LLC規章(管轄個股及交易所買賣基金份額之現金結算期貨,包括永續單一股期貨)之擬議規則變更提交及即時生效通知
2026-09-23聯邦公報自監管組織;NYSE Arca, Inc.;關於修訂規則7.10-E(明顯錯誤執行)之擬議規則變更提交及即時生效通知
2026-09-23聯邦公報自監管組織;Cboe EDGA Exchange, Inc.;關於修訂規則11.13(a)以將「註冊結算機構」一詞替換為「合資格結算機構」,並釐清非會員可擔任結算公司之擬議規則變更提交及即時生效通知
2026-09-23聯邦公報自監管組織;Cboe BZX Exchange, Inc.;關於修訂規則11.15(a)以釐清非會員可擔任結算公司之擬議規則變更提交及即時生效通知
2026-09-23聯邦公報自監管組織;Cboe EDGX Exchange, Inc.;關於修訂規則11.13(a)以將「註冊結算機構」一詞替換為「合資格結算機構」;釐清非會員可擔任結算公司;以及要求尋求參與交易所夜間交易時段之會員須維持一份獨立且有效之結算公司擔保書或授權書之擬議規則變更提交及即時生效通知
2026-09-23聯邦公報自監管組織;Cboe BYX Exchange, Inc.;關於修訂規則11.15(a)以釐清非會員可擔任結算公司之擬議規則變更提交及即時生效通知
2026-09-23聯邦公報Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Implementation Schedule of Amendments To Schedule A to the FINRA By-Laws Adopted in SR-FINRA-2024-019 as Modified in SR-FINRA-2025-007
2026-09-23聯邦公報Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Temporarily Pause Assessment of the Trading Activity Fee
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