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監管更新

聯邦公報通告,2026年9月15日

14份文件日期為2026年9月15日。

The Federal Register on 15 September 2026 published In the Matter of The Nasdaq Stock Market LLC; Order Granting Petitions for Review and, Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the, and Order Granting Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange.

在14份日期為2026年9月15日的文件中,有9個標題提及自監管組織。

The bars count titles, and they add to 14: 9 self-regulatory organization, 5 other title.Self-regulatory organization9Other title5
條形圖統計標題,總計為14:9個自監管組織,5個其他標題。
日期權力通知
2026-09-15聯邦公報根據1934年證券交易所法第36(a)(1)條授予豁免救濟的訂單,豁免CA-1表格和1表格部分以及X-17A-5表格第三部分、17-H表格和證券基礎掉期實體年度合規報告的Inline XBRL要求
2026-09-15聯邦公報In the Matter of The Nasdaq Stock Market LLC; Order Granting Petitions for Review and Scheduling Filing of Statements Regarding an Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Continued Listing Requirement
2026-09-15聯邦公報自我監管組織;Nasdaq ISE, LLC;擬議規則變更的提交通知及即時生效通知,內容為修訂《期權10》第27節
2026-09-15聯邦公報Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Partial Amendment No. 1, To Establish a Guaranty Fund at the Government Securities Division
2026-09-15聯邦公報自監管組織;MEMX LLC;提交擬議規則修訂並即時生效的通知,以修訂交易所的費用表
2026-09-15聯邦公報自我監管組織;Cboe EDGA Exchange, Inc.;擬議規則變更的提交通知及即時生效通知,內容為修訂交易所規則11.1、11.6、11.7及11.8,以新增一種名為「Regular `til Post Market」的新有效期指定
2026-09-15聯邦公報Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add Investors Exchange LLC as a Participant
2026-09-15聯邦公報自我監管組織;Cboe BYX Exchange, Inc.;擬議規則變更的提交通知及即時生效通知,內容為修訂交易所規則11.1(a)、11.9(b)及11.23,以新增一種名為「Regular til Post Market」的新有效期指定
2026-09-15聯邦公報自監管組織;Investors Exchange LLC;提交及即時生效通知:建議規則修訂,延長實施時間框架,以允許在盤前及盤後時段交易掛鉤訂單
2026-09-15聯邦公報Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MX2 LLC as a Participant
2026-09-15聯邦公報自監管組織;The Nasdaq Stock Market LLC;提交及即時生效通知:建議規則修訂,修訂交易所規則Equity 7,關於夜間時段港口定價
2026-09-15聯邦公報自監管組織;Cboe BZX Exchange, Inc.;提交及即時生效通知:建議規則修訂,修訂交易所規則11.29,關於交易暫停
2026-09-15聯邦公報自監管組織;Cboe BZX Exchange, Inc.;提交及即時生效通知:建議規則修訂,修訂交易所規則11.1(a)、11.9(b)、11.23及11.24,以新增一個名為「Regular `til Post Market」的新有效期指定
2026-09-15聯邦公報Robert Michael Vanleeuwen的規則制定請願書
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