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監管更新

聯邦公報公告,2026年8月13日

9份文件,日期為2026年8月13日。

2026年8月13日的聯邦公報刊載了根據規則17d-2分配監管職責的方案;通知,LCH SA,以及MEMX LLC。

在2026年8月13日的9份文件中,8個標題為自監管組織。

The bars count titles, and they add to 9: 8 self-regulatory organization, 1 other title.Self-regulatory organization8Other title1
欄位計算標題,總計為9:8個自監管組織,1個其他標題。
日期權力通知
2026-08-13聯邦公報Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The Nasdaq Stock Market LLC, BOX Exchange LLC, Nasdaq Texas, LLC, Nasdaq PHLX LL
2026-08-13聯邦公報自監管組織;Nasdaq PHLX LLC;提交擬議規則修訂及即時生效之通知,以修訂《PHLX定價表》第7條(期權)第2節(客戶回扣計劃)及第4節(多重上市期權費用)
2026-08-13聯邦公報自監管組織;Nasdaq GEMX, LLC;提交擬議規則修訂及即時生效之通知,以修訂市場做市商報價義務
2026-08-13聯邦公報自監管組織;LCH SA;提交擬議規則修訂之通知,涉及LCH SA CaLM最低現金抵押品要求及LCH流動性風險政策
2026-08-13聯邦公報自監管組織;MEMX LLC;提交擬議規則修訂及即時生效之通知,以修訂第14.1條關於信息通函要求之規定
2026-08-13聯邦公報自監管組織;Nasdaq ISE, LLC;提交擬議規則修訂之通知,以修訂基礎證券標準
2026-08-13聯邦公報自監管組織;Nasdaq ISE, LLC;提交擬議規則修訂及即時生效之通知,以修訂市場做市商報價義務
2026-08-13聯邦公報自監管組織;Nasdaq MRX, LLC;擬議規則修訂(修訂做市商報價義務)之提交及即時生效通知
2026-08-13聯邦公報自監管組織;Nasdaq PHLX LLC;擬議規則修訂(修訂做市商報價義務)之提交及即時生效通知
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