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監管更新

Federal Register notices, 6 May 2026

8 documents dated 6 May 2026.

The Federal Register on 6 May 2026 published Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the, Order Granting Conditional Exemptive Relief Pursuant to Section 36(a)(1) of the, and Privacy Act Regulations.

Of the 8 documents dated 6 May 2026, 5 titles say Self-Regulatory Organizations.

The bars count titles, and they add to 8: 5 self-regulatory organization, 3 other title.Self-regulatory organization5Other title3
標題數量統計,總計為8:5個自監管組織,3個其他標題。
日期權力通知
2026-05-06聯邦公報Self-Regulatory Organizations; LCH SA; Notice of an Application for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 Relating to Rule Filing Requirements and Request for Comment
2026-05-06聯邦公報Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 3290 (Outside Activities Requirements)
2026-05-06聯邦公報Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Forty-First Amendment to the Second Restatement of the CTA Plan and Thirty-Second Amendment to the Restated CQ Plan
2026-05-06聯邦公報Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the VanEck JitoSOL ETF Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
2026-05-06聯邦公報Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Rules To Enable the Trading of Securities on the Exchange in Tokenized Form
2026-05-06聯邦公報Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the FINRA Rule 6700 Series (Trade Reporting and Compliance Engine) (TRACE) To Expand the Scope of the Non-Member Affiliate-Principal Transaction Indicator to Also Include Member Affiliates
2026-05-06聯邦公報Order Granting Conditional Exemptive Relief Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 (“Exchange Act”) From Rule Filing Requirements Under Section 19(b) of the Exchange Act and Requirements Under Section 6(b) of the Exchange Act for Order and Execution Management Systems Offered by an Affiliate of the Cboe Exchange, Inc. (“Cboe” or “Exchange”) or Pursuant to a Contract With the Exchange
2026-05-06聯邦公報私隱法例
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