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Mga update sa regulasyon

Mga abiso ng Federal Register, 9 Setyembre 2026

4 dokumentong may petsang 9 Setyembre 2026.

Ipinaglabas ng Federal Register noong 9 Setyembre 2026 ang Financial Industry Regulatory Authority, Inc., NYSE Texas, Inc., at Nasdaq Texas, LLC.

Of the 4 documents dated 9 September 2026, 4 titles say Self-Regulatory Organizations.

PetsaKapangyarihanAviso
2026-09-09Federal RegisterMga Organisasyong Nag-aayos sa Sarili; NYSE Texas, Inc.; Paalala ng Pagpapaalam at Agad na Epektibo ng Mga Inilathal na Pagbabago sa Patakaran Upang Baguhin ang Iskedyul ng Bayarin sa Konektibidad
2026-09-09Federal RegisterSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 0150 (Application of Rules to Exempted Securities Except Municipal Securities), 2165 (Financial Exploitation of Specified Adults) and 4512 (Customer Account Information) and To Adopt FINRA Rule 2166 (Temporary Delays for Suspected Fraud)
2026-09-09Federal RegisterSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 4522 (Periodic Security Counts, Verifications and Comparisons) To Simplify Position Statement and Reconciliation Requirements for Certain Alternative Investments
2026-09-09Federal RegisterMga Organisasyong Nagpapatakda ng Sariling Patakaran; Nasdaq Texas, LLC; Paalala ng Pagpapaalam, at Utos na Nagbibigay ng Mabilisang Pag-apruba ng, Isang Mga Inilathal na Pagbabago ng Patakaran Upang Baguhin ang Patakaran 5711(d) (Mga Bahagi ng Tiwala na Batay sa Komoditi)
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