Sec.gov on 6 October 2026 published SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking and SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and.
That is 2 documents dated 6 October 2026.
| Date | Authority | Notice |
|---|---|---|
| 2026-10-06 | sec.gov | SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case |
| 2026-10-06 | sec.gov | SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers |