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Regulatory updates

Federal Register notices, 7 October 2026

5 documents dated 7 October 2026.

The Federal Register on 7 October 2026 published Loans to Executive Officers, Directors, and Principal Shareholders of Member Banks: Bank, Cboe BZX Exchange, Inc., and Financial Industry Regulatory Authority, Inc.

Of the 5 documents dated 7 October 2026, 4 titles say Self-Regulatory Organizations.

The bars count titles, and they add to 5: 4 self-regulatory organization, 1 other title.Self-regulatory organization4Other title1
The bars count titles, and they add to 5: 4 self-regulatory organization, 1 other title.
DateAuthorityNotice
2026-10-07Federal RegisterSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the 3x Gold ETF, 3x Silver ETF, 3x Bitcoin ETF, 3x Ether ETF, 3x Crude Oil ETF, and 3x Natural Gas ETF, Each a Series of the VS Trust, Under BZX Rule 14.11(e)(4) (Commodity-Based Trust Shares)
2026-10-07Federal RegisterSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Exempt Specified Collective Trust Funds From FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131(b) (New Issue Allocations and Distributions)
2026-10-07Federal RegisterSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Listing Standards and Withdrawal Criteria for Options on Commodity-Based Trusts Holding a Single Crypto Asset or Multiple Crypto Assets and To Amend Rules Regarding Position and Exercise Limits for Options on iShares Bitcoin Trust ETF
2026-10-07Federal RegisterSelf-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 1328, Influencing or Rewarding Employees of Others
2026-10-07Federal RegisterLoans to Executive Officers, Directors, and Principal Shareholders of Member Banks: Bank Holding Companies
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