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Regulatory updates

Federal Register notices, 6 October 2026

15 documents dated 6 October 2026.

The Federal Register on 6 October 2026 published Adoption of Updated EDGAR Filer Manual, Adviser and Regulated Fund Custody Rules; Crypto Custody Rules, and Investment Adviser Performance-Based Compensation Modernization.

Of the 15 documents dated 6 October 2026, 9 titles say Self-Regulatory Organizations.

The bars count titles, and they add to 15: 9 self-regulatory organization, 6 other title.Self-regulatory organization9Other title6
The bars count titles, and they add to 15: 9 self-regulatory organization, 6 other title.
DateAuthorityNotice
2026-10-06Federal RegisterInvestment Adviser Performance-Based Compensation Modernization
2026-10-06Federal RegisterAdviser and Regulated Fund Custody Rules; Crypto Custody Rules
2026-10-06Federal RegisterSelf-Regulatory Organizations; The Options Clearing Corporation; Order Setting Aside Action by Delegated Authority and Approving Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Methodology To Allocate Clearing Fund Deposit Requirements Among Its Clearing Members To Better Align the Allocation With the Sizing of the Clearing Fund so Stress Based Risk is Fairly Allotted to Market Participants That Expose OCC to Such Stress Risk
2026-10-06Federal RegisterAdoption of Updated EDGAR Filer Manual
2026-10-06Federal RegisterSelf-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete the Approved Person Registration Category and Adopt a New Definition of Associated Person
2026-10-06Federal RegisterSelf-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Transaction Fee Applicable to Orders That Execute in Auctions on the Exchange
2026-10-06Federal RegisterSelf-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rules 5.32-O and 5.35-O
2026-10-06Federal RegisterSelf-Regulatory Organizations; NYSE American LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rules 903G and 906G
2026-10-06Federal RegisterSelf-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 22.6
2026-10-06Federal RegisterSelf-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 22.6
2026-10-06Federal RegisterSelf-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5.52
2026-10-06Federal RegisterSelf-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .04 and .05 to IEX Rule 23.150(h) To Change Three of the Variables in the Options Risk Parameter Quote Instability Calculation, Each Within the Permitted Ranges Specified Therein
2026-10-06Federal RegisterRequirements for Certain Transactions Involving Convertible Virtual Currency or Digital Assets; Withdrawal
2026-10-06Federal RegisterProposal of Special Measure Regarding Convertible Virtual Currency Mixing, as a Class of Transactions of Primary Money Laundering Concern; Withdrawal
2026-10-06Federal RegisterTransparency in Coverage
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