Federal Register 공지, 2026년 9월 9일

2026년 9월 9일 Federal Register에 Financial Industry Regulatory Authority, Inc., NYSE Texas, Inc., 및 Nasdaq Texas, LLC가 게시되었습니다.

Of the 4 documents dated 9 September 2026, 4 titles say Self-Regulatory Organizations.

날짜	권한	공지
2026-09-09	Federal Register	자기규제기관(Self-Regulatory Organizations); NYSE Texas, Inc.; 연결 수수료 요율 개정 제안 규칙 변경의 제출 및 즉시 효력 발생에 관한 통지
2026-09-09	Federal Register	Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 0150 (Application of Rules to Exempted Securities Except Municipal Securities), 2165 (Financial Exploitation of Specified Adults) and 4512 (Customer Account Information) and To Adopt FINRA Rule 2166 (Temporary Delays for Suspected Fraud)
2026-09-09	Federal Register	Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 4522 (Periodic Security Counts, Verifications and Comparisons) To Simplify Position Statement and Reconciliation Requirements for Certain Alternative Investments
2026-09-09	Federal Register	자기규제기구; Nasdaq Texas, LLC; Rule 5711(d)(상품 기반 신탁 주식) 개정 제안 규칙 변경에 대한 제출 통지 및 가속 승인 명령