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Pembaruan regulasi

Pengumuman Federal Register, 9 September 2026

4 dokumen bertanggal 9 September 2026.

Pada 9 September 2026, Federal Register menerbitkan Financial Industry Regulatory Authority, Inc., NYSE Texas, Inc., dan Nasdaq Texas, LLC.

Of the 4 documents dated 9 September 2026, 4 titles say Self-Regulatory Organizations.

TanggalWewenangPemberitahuan
2026-09-09Federal RegisterSelf-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule
2026-09-09Federal RegisterSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 0150 (Application of Rules to Exempted Securities Except Municipal Securities), 2165 (Financial Exploitation of Specified Adults) and 4512 (Customer Account Information) and To Adopt FINRA Rule 2166 (Temporary Delays for Suspected Fraud)
2026-09-09Federal RegisterOrganisasi Pengatur Diri; Financial Industry Regulatory Authority, Inc.; Pemberitahuan Pengajuan Perubahan Aturan yang Diajukan untuk Mengubah FINRA Rule 4522 (Penghitungan, Verifikasi, dan Perbandingan Keamanan Berkala) untuk Menyederhanakan Persyaratan Pernyataan Posisi dan Rekonsiliasi untuk Investasi Alternatif Tertentu
2026-09-09Federal RegisterOrganisasi Pengatur Diri; Nasdaq Texas, LLC; Pemberitahuan Pengajuan, dan Perintah Pemberian Persetujuan Percepatan, atas Perubahan Aturan yang Diajukan untuk Mengubah Rule 5711(d) (Saham Trust Berbasis Komoditas)
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