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Actualisationes de regulation

Notices del Registro Federal, 9 de septembre 2026

4 documentos datate 9 de septembre 2026.

Le Registro Federal le 9 de septembre 2026 ha publicate Financial Industry Regulatory Authority, Inc., NYSE Texas, Inc., e Nasdaq Texas, LLC.

De le 4 documentos datate 9 de septembre 2026, 4 titulos dice Organismos de autorregulation.

DataAutoritateNotitia
2026-09-09Federal RegisterOrganismos de autoreregulation; NYSE Texas, Inc.; Notification de deposito e immediate effectivitate de proposition de modification de regla pro modificar le schedula de taxas de connectivitate
2026-09-09Federal RegisterOrganismos de autorregulation; Financial Industry Regulatory Authority, Inc.; Notification de deposito de un modification de regula proponite pro modificar le Regulas FINRA 0150 (Application de Regulas a Securities Exemptite Excepto Securities Municipal), 2165 (Exploitation Financiar de Adultos Specificate) e 4512 (Information de Conto de Cliente) e pro adoptar le Regula FINRA 2166 (Retardos Temporar pro Suspectate Fraude)
2026-09-09Federal RegisterOrganismos de autorregulation; Financial Industry Regulatory Authority, Inc.; Notification de deposito de un modification de regula proponite pro modificar le Regula FINRA 4522 (Contos Periodic de Securities, Verificationes e Comparationes) pro simplificar le requisitos de declaration de position e de reconciliation pro certe investmentes alternative
2026-09-09Federal RegisterOrganismos de autorregulation; Nasdaq Texas, LLC; Notification de deposito e ordine concedente approbation accelerate de un modification de regula proponite pro modificar le Regula 5711(d) (Actiones de fideicomisso basate sur commoditates)
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