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Regulatiivsed uuendused

Federal Registeri teatised, 9. september 2026

4 dokumendit, mis on dateeritud 9. septembril 2026.

Federal Register avaldas 9. septembril 2026 Financial Industry Regulatory Authority, Inc., NYSE Texas, Inc. ja Nasdaq Texas, LLC.

Of the 4 documents dated 9 September 2026, 4 titles say Self-Regulatory Organizations.

KuupäevVolimatusTeade
2026-09-09Federal RegisterSelf-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule
2026-09-09Federal RegisterSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 0150 (Application of Rules to Exempted Securities Except Municipal Securities), 2165 (Financial Exploitation of Specified Adults) and 4512 (Customer Account Information) and To Adopt FINRA Rule 2166 (Temporary Delays for Suspected Fraud)
2026-09-09Federal RegisterIsekorraldavad organisatsioonid; Financial Industry Regulatory Authority, Inc.; teavitus ettepaneku esitamisest FINRA reegli 4522 (perioodilised väärtuspaberi arvestused, kontrollid ja võrdlused) muutmiseks, et lihtsustada positsioonide aruandluse ja lepingute kohandamise nõudeid teatud alternatiivsete investeeringute osas
2026-09-09Federal RegisterIsekorraldavad organisatsioonid; Nasdaq Texas, LLC; teavitus ettepaneku esitamisest ja kiirendatud heakskiinu andmise korraldus reegli 5711(d) (kaupade baasil olevate usaldusfondi aktsiate) muutmiseks
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