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Regulatorische Updates

Federal Register notices, 9 September 2026

4 documents dated 9 September 2026.

The Federal Register on 9 September 2026 published Financial Industry Regulatory Authority, Inc., NYSE Texas, Inc., and Nasdaq Texas, LLC.

Of the 4 documents dated 9 September 2026, 4 titles say Self-Regulatory Organizations.

DatumBefugnisBekanntmachung
2026-09-09Federal RegisterSelbstregulierungsorganisationen; NYSE Texas, Inc.; Mitteilung über die Einreichung und sofortige Wirksamkeit eines vorgeschlagenen Regeländerungsantrags zur Änderung des Gebührenplans für Konnektivität
2026-09-09Federal RegisterSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 0150 (Application of Rules to Exempted Securities Except Municipal Securities), 2165 (Financial Exploitation of Specified Adults) and 4512 (Customer Account Information) and To Adopt FINRA Rule 2166 (Temporary Delays for Suspected Fraud)
2026-09-09Federal RegisterSelf-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 4522 (Periodic Security Counts, Verifications and Comparisons) To Simplify Position Statement and Reconciliation Requirements for Certain Alternative Investments
2026-09-09Federal RegisterSelf-Regulatory Organizations; Nasdaq Texas, LLC; Notice of Filing, and Order Granting Accelerated Approval of, a Proposed Rule Change To Amend Rule 5711(d) (Commodity-Based Trust Shares)
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