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Regulatorische Updates

Federal Register notices, 17 March 2026

9 documents dated 17 March 2026.

The Federal Register on 17 March 2026 published Amendment Reinstating “Grandfather” Exceptions to Restrictions on Private Transfer Fee, 24X National Exchange LLC, and BOX Exchange LLC.

Of the 9 documents dated 17 March 2026, 8 titles say Self-Regulatory Organizations.

The bars count titles, and they add to 9: 8 self-regulatory organization, 1 other title.Self-regulatory organization8Other title1
The bars count titles, and they add to 9: 8 self-regulatory organization, 1 other title.
DatumBefugnisBekanntmachung
2026-03-17Federal RegisterSelf-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Methodology for Assessment and Collection of the Options Regulatory Fee (ORF)
2026-03-17Federal RegisterSelf-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Sections 5 and 9B
2026-03-17Federal RegisterSelf-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Equities Transaction Pricing
2026-03-17Federal RegisterSelf-Regulatory Organizations; NYSE Texas, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee for Limited Underwriting Members
2026-03-17Federal RegisterSelf-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change Concerning the Clearing of Exchange-Traded Funds With Options as Underlying Components
2026-03-17Federal RegisterSelf-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to LCH SA's Default Management Policy, Investment Risk Policy, Liquidity Risk Policy, Settlement, Payment and Custody Risk Policy, Model Governance, Validation and Review Policy and Contract and Market Acceptability Policy
2026-03-17Federal RegisterSelf-Regulatory Organizations; 24X National Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt the Initial Fees and Rebates Applicable to Retail Orders
2026-03-17Federal RegisterSelf-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Introduce the Exchange's Clock Service
2026-03-17Federal RegisterAmendment Reinstating “Grandfather” Exceptions to Restrictions on Private Transfer Fee Covenants
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